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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2022-06-08 |
| ME | RA | APPROVED | 2019-04-03 |
| DC | RA | APPROVED | 1996-02-26 |
| TX | RA | APPROVED_RES | 1987-08-11 |
Branch Locations
1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States
Falmouth, ME • United States
Potomac, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Painewebber Incorporated | Washington | DC | 06/1986 | Present |
| Ubs Financial Services Inc. | Washington | DC | 06/1987 | Present |
1) Metropolis Management / 4307 Gallatin St Hyattsville,Maryland 20781 / Association (e.g. Trade or Industry, Sport)/ Real Estate / Treasurer / Member of Board of directors / / Treasurer / Start Date 4/1/2018 /// 2) Suzuki Music School / 10659 GREEN MOUNTAIN CIRCLE Columbia,Maryland 21044 / Company/ Cultural Establishment / Board member / Member of Board of directors / / Listen to Joan's business plan, and update her with 20th century technology / Start Date 6/13/2018 /// 3) Lakewood Country Club / 13901 Glen Mill Road Rockville,Maryland 20850 / Association (e.g. Trade or Industry, Sport)/ Sport & Leisure Facilities / Golf Committee / Member of Board of directors / / Member of golf Committee / Start Date 4/1/2018
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-09 |
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