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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-21
  • TX RA
    APPROVED
    Since 2026-05-21

Branch Locations

400 International Way Suite 110 1St Fl , Springfield, OR 97477 • United States

5885 Meadow Rd 860 [Satellite], Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Portland OR 10/2010 11/2016
Wells Fargo Advisors Financial Network, Llc Springfield OR 05/2026 Present
Wells Fargo Clearing Services, Llc Portland OR 11/2016 05/2026
Previous Registrations
Other Businesses

NOTARY PUBLIC; NOT INVESTMENT RELATED; LAKE OSWEGO, OR; START DATE 03/11/2022; 1 HOUR PER MONTH/ 0 DURING TRADING, NOTARY SERVICES. HUNAN PEARL RESTAURANT; NOT INV. RELATED; LAKE OSWEGO,OR; HOSTESS; START DATE 09/02/2022; NUMBER OF HOURS PER MONTH 48; NUMBER OF HOURS DURING TRADING 0; SEATING CUSTOMERS AND ANSWERING PHONES. NOTARY; NOT INV RELATED;LAKE OSWEGO,OR; NOTARY SERVICES; NOTARY; START DATE: 03/11/2026; 1 HRS PER MONTH; 1 HRS DURING TRADING;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-07-29
  • S63 Uniform Securities Agent State Law Examination
    1996-07-29

View on SEC IAPD

Other Firms

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More in Springfield, OR

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