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2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-06-08 |
| AL | RA | APPROVED | 2017-07-07 |
| TN | RA | APPROVED | 2016-11-16 |
Branch Locations
217 Jamestown Park Rd Ste 9, Brentwood, TN 37027 • United States
305 Quality Circle Nw Ste B, Huntsville, AL 35806 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Global Financial Private Capital | Sarasota | FL | 01/2011 | 11/2016 |
| Wg Financial Group | Brentwood | TN | 06/2014 | Present |
| Wg Insurance Services | Brentwood | TN | 06/2014 | Present |
| Ae Wealth Management, Llc | Topeka | KS | 11/2016 | Present |
| Cw Frontier Innovations Llc | Huntsville | AL | 06/2026 | Present |
1) WG FINANCIAL GROUP; INVESTMENT-RELATED; 217 JAMESTOWN PARK RD, SUITE 9, BRENTWOOD, TN 37027; FINANCIAL PLANNING; PRESIDENT/FINANCIAL ADVISOR; 6/2014; 100 HOURS/MONTH; 100 HOURS/TRADING. 2) WG INSURANCE SERVICES; INVESTMENT-RELATED; 217 JAMESTOWN PARK RD, SUITE 9, BRENTWOOD, TN 37027; INSURANCE SALES; OWNER/INSURANCE AGENT; 6/2014; 80 HOURS/MONTH; 60 HOURS/TRADING. 3) CHRISTOPHER WALLACE-SOLE PROPRIETOR; INVESTMENT-RELATED; RESIDUAL INCOME FROM PRIOR INSURANCE BUSINESS 0 HOURS/MONTH. 4) ESTATE PLANNING DOCUMENTS SERVICES; NOT INVESTMENT RELATED; 217 JAMESTOWN PARK RD. SUITE 9, BRENTWOOD, TN 37027; ESTATE PLANNING; FACILITATOR; 6/11/2026; APPROX. 2HRS/MO; APPROX. 2HRS/MO DURING SECURITIES TRADING HOURS; INTRODUCE, COORDINATE, AND PROVIDE ACCESS TO PLATFORM FOR CLIENTS TO PREPARE ESTATE PLANNING DOCUMENTS. 5) CW FRONTIER INNOVATIONS LLC; INVESTMENT-REALTED; 305 Quality Cir NW, Suite B, Huntsville AL 35806, United States; SOFTWARE BUSINESS THAT PROVIDES SUBSCRIPTION MODELS TO OTHER ADVISORS WHO WANT TO UTILIZE OUR TRADEMARK AND REPORT CARD, AS WELL AS INCOME CALCULATOR. OUTSIDE CONSULTANT; 6/22/2026; APPROX. 2 HOURS/MONTH; APPROX. 0 HOURS/MO DURING SECURITIES TRADING HOURS; Passive. Caleb is my son. I act solely as an outside consultant, but do receive revenue generated from RITE HQ.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-11-15 |
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