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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-24 |
| CA | RA | APPROVED | 2007-02-09 |
| FL | RA | APPROVED | 2007-02-09 |
| OH | RA | APPROVED | 2007-02-09 |
Branch Locations
312 Walnut Street Suite 3300, Cincinnati, OH 45202 • United States
Cincinnati, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Cincinnati | OH | 11/2013 | Present |
AMEX INVESTMENT CORP / 3RD STREET WILLIAMSBURG,OHIO 45176 / COMPANY/ REAL ESTATE / LAND DEVELOPMENT / MEMBER OF BOARD OF DIRECTORS / / REAL ESTATE SALE / START DATE 6/1/2013 2)HOWLETT PARTNERSHIP / 3RD STREET WILLIAMSBURG,OHIO 45176 / PARTNERSHIP/ REAL ESTATE / LAND DEVELOPMENT / PARTNER / / SALE APPROVAL/DISAPPROVAL / START DATE 6/1/2013 3) Abrams Family Foundation / 3717 Bootjack Rd, Williamsburgh, OH, 45176-9777 / Charitable Giving / Help decide how to distribute funds for the charitable organization / Start Date : 4/1/2022.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 1986-11-11 |
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