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David William Allen

Stonex Advisors Inc.

Birmingham, AL

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Current Employers
Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2016-07-01
  • AL RA
    APPROVED
    Since 2016-07-01

Branch Locations

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stonex Securities Inc. Birmingham AL 04/2010 Present
Stonex Advisors Inc. Birmingham AL 07/2016 Present
Stonex International Securities Inc. Birmingham AL 06/2026 Present
  • 04/2010 → Present
    Stonex Securities Inc.
    Birmingham, AL
  • 07/2016 → Present
    Birmingham, AL
  • 06/2026 → Present
    Stonex International Securities Inc.
    Birmingham, AL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-01-13
S65 Uniform Investment Adviser Law Examination 2005-08-02
  • S63 Uniform Securities Agent State Law Examination
    2014-01-13
  • S65 Uniform Investment Adviser Law Examination
    2005-08-02

View on SEC IAPD

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