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Sam Howe Donnell

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Birmingham, AL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 1994-01-11
AL RA APPROVED 1992-01-07
  • TX RA
    APPROVED_RES
    Since 1994-01-11
  • AL RA
    APPROVED
    Since 1992-01-07

Branch Locations

569 Brookwood Vlg, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Birmingham AL 11/1988 Present
Bank Of America, N.A. Birmingham AL 12/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-08-06
S63 Uniform Securities Agent State Law Examination 1986-10-09
  • S65 Uniform Investment Adviser Law Examination
    1993-08-06
  • S63 Uniform Securities Agent State Law Examination
    1986-10-09
Other Names
  • Skip Donnell

View on SEC IAPD

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