Richard Dixon

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Marion, OH
• 11/2016 → 03/2020
  Wells Fargo Clearing Services, Llc
  Marion, OH
• 03/2020 → Present
  Wells Fargo Advisors Financial Network, Llc
  Marion, OH

Previous Registrations

• 2003-07-01 → 2020-03-05
  Wells Fargo Clearing Services, Llc
  Marion, OH
  Apollo Beach, FL
• 1999-03-11 → 2003-07-01
  Prudential Equity Group, Llc
  Marion, OH

Other Businesses

NATIONAL SERVICE INFORMATION, INC.; NOT INVESTMENT RELATED; MARION, OH, 100% OWNERSHIP; START 1/1/1989; APPROXIMATELY 40 HOURS DEVOTED MONTHLY; 15 HOURS DURING TRADING, PARALEGAL SERVICE. NRAI SERVICES, LLC; NOT INVESTMENT RELATED; DOVER, DE; PUBLIC RECORD INFORMATION SERVICE COMPANY; DIRECTOR; START 1/1/2006; 2 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: DISCUSS MONTHLY HOW COMPANY IS DOING OPERATIONALLY, HIRING DECISIONS; OPERATIONS, SALES EXPANSION. COUNTRY CLUB HILLS ASSOCIATION, NOT INV RELATED, MARION, OH, TRUSTEE, START 1/1/2017, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES: GENERAL DECISIONS. 3D PRIVATE WEALTH ADVISORS, INC., INVT RELATED, MARION, OH, 80% OWNERSHIP, START 1/1/2020, 1 HOUR PER MONTH, 1 HOUR DURING TRADING, FINET PRACTICE. TRUSTEE FOR NSI 401K, INV RELATED, MARION, OH, START: 1/1/2020, 1 HR/MONTH, 1 HR DURING TRADING. MARION COUNTRY CLUB HILLS OWNERS ASSOCIATION, NOT INVT RELATED, MARION, OH, BOARD OF TRUSTEES, START DATE 1/1/2025, 1 HR PER MONTH, 30 MINUTES DURING TRADING, ATTENDING MEETINGS, ADDRESSING ISSUES REGARDING THE CARE OF OUR 11 LOT OWNER'S COMMUNITY. MARION COUNTRY CLUB HILLS OWNERS ASSOCIATION, INVT RELATED, MARION, OH, TREASURER, START DATE 1/1/2025, 1 HR PER MONTH, 30 MINUTES DURING TRADING, ATTENDING MEETINGS, MAINTAINING CHECK BOOK FOR DEPOSIT DUES AND PAYING BILLS FOR MOWING, SNOW REMOVAL, ETC.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-02-02
• S63 Uniform Securities Agent State Law Examination
  1986-10-01

Other Names

• Richard Lee Dixon