Stanley Whittlesey

Employer firm

Capital Financial Management, Inc. CRD 123625

40 advisory clients

Reported services (Item 5G)

• Financial planning
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1976 → Present
  Us Government (Army)
  Indianapolis, IN
• 04/1993 → Present
  Capital Financial Management, Inc
  Indianapolis, IN
• 05/1994 → Present
  Ebh Securities, Inc.
  Indianapolis, IN

Other Businesses

CAPITAL FINANCIAL MANAGMENT, INC-OWN 100% OF OUTSTANDING SHARES. PRESIDENT, INSURANCE AGENT, & INVESTMENT ADVISOR. Investment related: The firm does not offer or sell financial products through this company. The firm offers securities through EBH Securities, Inc. Address: 6525 E. 82nd St Suite 209 Indianapolis, IN 46250 Nature of business: The firm is a financial planning company, Registered as an Investment Advisory Firm Position: President and financial advisor Title: President Start date: 1992 Approximate number of hours/month devoted to business: 4-8 hours Number of hours devoted during securities trading hours: 4-8 Duties: Act as an Investment Advisor to individuals. Perform administrative duties within the business ADVANCED FUNDING GROUP, LLC MANAGING DIRECTOR Business is not investment related Address: 6525 E. 82nd St Suite 209, Indianapolis, IN 46250 Nature of business: Pre-Settlement funding Position: Managing Director Title: Managing Director Start Date: April 2007 Approximate number of hours/month devoted to business: 16-20 hours Duties: provide individual customers with pre-settlement funding during their pending lawsuit. Conduct administrative duties within the business. Rental Properties (2) Address: 4453 Pepperidge circle and 3537 Luewan DR Indianapolis, IN 46226 Indianapolis, IN 46235 Nature of business: rental properties, this business is not investment -related Position: Owner of properties Start Date: purchased properties in 2008 Approximate number of hours per month devoted to business: 2-3 hours Number of hours devoted during securities trading hours: 0-1 hour Duties: Manage properties, conduct administrative duties of the business

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-07-06