Mark Wayne Elledge

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → 03/2020
  Ameriprise Financial Services, Inc.
  Hurst, TX
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Fort Worth, TX

Previous Registrations

• 2009-09-23 → 2011-11-02
  Hilltop Securities Inc.
  Dallas, TX
  Southlake, TX
• 2009-06-01 → 2009-10-15
  Morgan Stanley
  Ft. Worth, TX
• 1993-07-31 → 2009-06-01
  Citigroup Global Markets Inc.
  Ft. Worth, TX

Other Businesses

Board of Directors; Lone Star Region of the Plymouth Owners Club; President; 121 Swancy Ln, , Weatherford, TX 76088, TX, 76088; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-10-06
• S63 Uniform Securities Agent State Law Examination
  1986-09-26