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Inactive

Michael Thomas Van Der Velden

Usi Advisors

Seattle, WA

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Current Employers
Usi Advisors

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2017-04-27
  • WA RA
    APPROVED
    Since 2017-04-27

Branch Locations

601 Union Street Suite 1000, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kibble & Prentice Holding Company Seattle WA 09/2002 04/2017
M Holdings Securities, Inc. Portland OR 11/2005 05/2018
Usi Advisors, Inc. Seattle WA 04/2017 Present
Usi Securities, Inc. Glastonbury CT 06/2018 Present
Usi Consulting Group, Inc. Glastonbury CT 04/2017 Present
  • 09/2002 → 04/2017
    Kibble & Prentice Holding Company
    Seattle, WA
  • 11/2005 → 05/2018
    M Holdings Securities, Inc.
    Portland, OR
  • 04/2017 → Present
    Usi Advisors, Inc.
    Seattle, WA
  • 06/2018 → Present
    Usi Securities, Inc.
    Glastonbury, CT
  • 04/2017 → Present
    Usi Consulting Group, Inc.
    Glastonbury, CT
Previous Registrations
  • 2005-09-27 → 2017-05-01
    Kibble & Prentice Holding Company
    Seattle, WA
  • 2002-09-24 → 2003-12-15
    Kibble & Prentice, Inc.
    Seattle , WA
  • 1998-08-26 → 2002-10-22
    Invesmart Advisors Inc
    Seattle, WA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-02-06
S65 Uniform Investment Adviser Law Examination 1997-05-05
  • S63 Uniform Securities Agent State Law Examination
    2006-02-06
  • S65 Uniform Investment Adviser Law Examination
    1997-05-05

View on SEC IAPD

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Other Investors

JOHN DAVID ALBERG
JEFFREY ALAN MULLEN
CHRIS DARRYL FEATHERSTONE
WILLIAM LEE REECE
ANDREW JAMES BARFOOT
JONATHAN JACOB WITTLIN
MATTHEW ALLAN TIGERT
JENNA M BRAZILE

Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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