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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-04-10 |
Branch Locations
400 Robert Street North Suite 800, Saint Paul, MN 55101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Managment Inc | Minneapolis | MN | 03/2004 | 09/2021 |
| Thrivent Financial For Lutherans | Appleton | WI | 03/2004 | 09/2021 |
| Unemployed | Woodbury | MN | 09/2021 | 03/2022 |
| Hornor, Townsend & Kent, Llc | Horsham | PA | 03/2022 | 11/2024 |
| Cetera Wealth Services, Llc | El Segundo | CA | 03/2025 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 03/2025 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 03/2025 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 03/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2025 | Present |
| Unemployed | Woodbury | MN | 11/2024 | 03/2025 |
| Unemployed | Woodbury | MN | 11/2024 | 03/2025 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-08-08 |
| S65 | Uniform Investment Adviser Law Examination | 1999-11-17 |
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