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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-04-10
  • MN RA
    APPROVED
    Since 2025-04-10

Branch Locations

400 Robert Street North Suite 800, Saint Paul, MN 55101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Managment Inc Minneapolis MN 03/2004 09/2021
Thrivent Financial For Lutherans Appleton WI 03/2004 09/2021
Unemployed Woodbury MN 09/2021 03/2022
Hornor, Townsend & Kent, Llc Horsham PA 03/2022 11/2024
Cetera Wealth Services, Llc El Segundo CA 03/2025 Present
Cetera Advisors Llc Greenwood Village CO 03/2025 Present
Cetera Financial Specialists Llc Schaumburg IL 03/2025 Present
Cetera Investment Services Llc St Cloud MN 03/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2025 Present
Unemployed Woodbury MN 11/2024 03/2025
Unemployed Woodbury MN 11/2024 03/2025
  • 03/2004 → 09/2021
    Thrivent Investment Managment Inc
    Minneapolis, MN
  • 03/2004 → 09/2021
    Thrivent Financial For Lutherans
    Appleton, WI
  • 09/2021 → 03/2022
    Unemployed
    Woodbury, MN
  • 03/2022 → 11/2024
    Horsham, PA
  • 03/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2025 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 03/2025 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 03/2025 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 03/2025 → Present
    Schaumburg, IL
  • 11/2024 → 03/2025
    Unemployed
    Woodbury, MN
  • 11/2024 → 03/2025
    Unemployed
    Woodbury, MN
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-08-08
S65 Uniform Investment Adviser Law Examination 1999-11-17
  • S63 Uniform Securities Agent State Law Examination
    2000-08-08
  • S65 Uniform Investment Adviser Law Examination
    1999-11-17
Designations
Other Names
  • Christopher Ginkel

View on SEC IAPD

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