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Denise Elizabeth Fries

Osaic Wealth, Inc.

Bryan, TX

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-11
NC RA APPROVED 2024-09-10
TX RA APPROVED 2024-06-14
  • FL RA
    APPROVED
    Since 2024-09-11
  • NC RA
    APPROVED
    Since 2024-09-10
  • TX RA
    APPROVED
    Since 2024-06-14

Branch Locations

108 E. North Ave, Bryan, TX 77801-4437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fries Financial Services Bryan TX 08/1984 Present
Securities America, Inc. Bryan TX 08/2008 06/2024
Securities America Advisors, Inc. Bryan TX 10/2008 06/2024
Osaic Wealth, Inc. Bryan TX 06/2024 Present
  • 08/1984 → Present
    Fries Financial Services
    Bryan, TX
  • 08/2008 → 06/2024
    Securities America, Inc.
    Bryan, TX
  • 10/2008 → 06/2024
    Securities America Advisors, Inc.
    Bryan, TX
  • 06/2024 → Present
    Bryan, TX
Previous Registrations
  • 2008-10-07 → 2024-06-14
    Securities America Advisors, Inc.
    Bryan, TX
  • 1995-03-13 → 2008-08-11
    Cincinnati Analysts, Inc.
    Bryan, TX
Other Businesses

FRIES FINANCIAL SERVICES LLC POSITION: Owner NATURE: INSURANCE FRIES FINANCIAL SERVICES - INSURANCE SALES - AGENT/OWNER INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 01/01/1984 ADDRESS: 108 E North Ave, Bryan TX 77801 DESCRIPTION: Selling clients insurance products to protect financial assets or for estate planning purposes. FRIES FINANCIAL SERVICES LLC POSITION: Owner/Advisor NATURE: SECURITIES AMERICA ADVISORS - INVESTMENT ADVISORY - IAR - START DATE: 01/2002 - LOCATED AT108 E North Ave BRYAN TX 77801 - TIME SPENT: 10HRS/MTH INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 01/01/2002 ADDRESS: 108 E. North Ave, Bryan TX 77801 DESCRIPTION: Determine the wants and needs of clients then suggest a financial strategy to meet those needs and goals using an array of financial products. DENISE FRIES - SOLE PROPRIETORSHIP POSITION: Owner NATURE: I purchase and lease residential and commercial property. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1990 ADDRESS: 3807 Fourth Street, Bryan TX 77801 DESCRIPTION: I simply employ a property manager who will fix issues or hire contractors to fix issues. I approve spending on repairs and upgrades. Property manager collects rent.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-09-17
S63 Uniform Securities Agent State Law Examination 1986-10-06
  • S65 Uniform Investment Adviser Law Examination
    2008-09-17
  • S63 Uniform Securities Agent State Law Examination
    1986-10-06
Other Names
  • Denise Rice
  • Denise Fries-Jensen

View on SEC IAPD

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