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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-11 |
| NC | RA | APPROVED | 2024-09-10 |
| TX | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fries Financial Services | Bryan | TX | 08/1984 | Present |
| Securities America, Inc. | Bryan | TX | 08/2008 | 06/2024 |
| Securities America Advisors, Inc. | Bryan | TX | 10/2008 | 06/2024 |
| Osaic Wealth, Inc. | Bryan | TX | 06/2024 | Present |
FRIES FINANCIAL SERVICES LLC POSITION: Owner NATURE: INSURANCE FRIES FINANCIAL SERVICES - INSURANCE SALES - AGENT/OWNER INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 01/01/1984 ADDRESS: 108 E North Ave, Bryan TX 77801 DESCRIPTION: Selling clients insurance products to protect financial assets or for estate planning purposes. FRIES FINANCIAL SERVICES LLC POSITION: Owner/Advisor NATURE: SECURITIES AMERICA ADVISORS - INVESTMENT ADVISORY - IAR - START DATE: 01/2002 - LOCATED AT108 E North Ave BRYAN TX 77801 - TIME SPENT: 10HRS/MTH INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 01/01/2002 ADDRESS: 108 E. North Ave, Bryan TX 77801 DESCRIPTION: Determine the wants and needs of clients then suggest a financial strategy to meet those needs and goals using an array of financial products. DENISE FRIES - SOLE PROPRIETORSHIP POSITION: Owner NATURE: I purchase and lease residential and commercial property. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1990 ADDRESS: 3807 Fourth Street, Bryan TX 77801 DESCRIPTION: I simply employ a property manager who will fix issues or hire contractors to fix issues. I approve spending on repairs and upgrades. Property manager collects rent.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-06 |
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