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Thomas Eugene Fraim

Warwick Partners

Bryan, TX

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Current Employers
Warwick Partners

4444 Carter Creek Parkway Suite 109, Bryan, TX 77802 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-22
  • TX RA
    APPROVED
    Since 2025-05-22

Branch Locations

4444 Carter Creek Parkway Suite 109, Bryan, TX 77802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Southeast Financial Services, Inc. Greensboro NC 03/2022 04/2025
Wells Fargo Charlotte NC 01/2020 03/2022
Bogart Wealth, Llc Mclean VA 01/2017 10/2019
Student - Virginia Tech Blacksburg VA 08/2012 12/2016
Ameritas Investment Company, Llc Lincoln NE 09/2022 04/2025
Ameritas Life Insurance Company Lincoln NE 09/2022 04/2025
Warwick Partners Bryan TX 04/2025 Present
  • 03/2022 → 04/2025
    Southeast Financial Services, Inc.
    Greensboro, NC
  • 01/2020 → 03/2022
    Wells Fargo
    Charlotte, NC
  • 01/2017 → 10/2019
    Bogart Wealth, Llc
    Mclean, VA
  • 08/2012 → 12/2016
    Student - Virginia Tech
    Blacksburg, VA
  • 09/2022 → 04/2025
    Ameritas Investment Company, Llc
    Lincoln, NE
  • 09/2022 → 04/2025
    Ameritas Life Insurance Company
    Lincoln, NE
  • 04/2025 → Present
    Warwick Partners
    Bryan, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-14
S63 Uniform Securities Agent State Law Examination 2022-10-14
  • S65 Uniform Investment Adviser Law Examination
    2025-05-14
  • S63 Uniform Securities Agent State Law Examination
    2022-10-14
Other Names
  • Trey Fraim
  • Thomas Eugene Fraim

View on SEC IAPD

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REGAL ADVISORY SERVICES, INC.

Other Investors

Joseph Lastor Boring
Ross Hoerster Willmann
Grant Mitchell Stucki
Clarence Hays Glover
Franklin Thomas Farrell
GEORGE DAVID LEA
Randall Keith Mangum
SCOTT RYAN MONK

Other Offices

EDWARD JONES · BRYAN, TX
ISC ADVISORS, INC. · Bryan, TX
EDWARD JONES · COLLEGE STATION, TX
CHARIS LEGACY PARTNERS · BRYAN, TX
CETERA INVESTMENT ADVISERS LLC · BRYAN, TX
CETERA INVESTMENT ADVISERS LLC · BRYAN, TX
WELLS FARGO CLEARING SERVICES, LLC · BRYAN, TX
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BRYAN, TX

More in Bryan, TX

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