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Peter L Ferdinand

Morgan Stanley

Greenwich, CT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-04
TX RA APPROVED_RES 2020-04-02
CT RA APPROVED 2017-05-08
  • NY RA
    APPROVED
    Since 2026-05-04
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • CT RA
    APPROVED
    Since 2017-05-08

Branch Locations

One Fawcett Place 3Rd Floor, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith, Inc. Greenwich CT 09/2010 05/2017
Bank Of America,Na Greenwich CT 11/2010 05/2017
Morgan Stanely Greenwich CT 05/2017 Present
Morgan Stanley Private Bank, National Association New York NY 06/2017 Present
  • 09/2010 → 05/2017
    Merrill Lynch, Pierce, Fenner & Smith, Inc.
    Greenwich, CT
  • 11/2010 → 05/2017
    Bank Of America,Na
    Greenwich, CT
  • 05/2017 → Present
    Morgan Stanely
    Greenwich, CT
  • 06/2017 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-04
S63 Uniform Securities Agent State Law Examination 2008-06-27
  • S66 Uniform Combined State Law Examination
    2010-11-04
  • S63 Uniform Securities Agent State Law Examination
    2008-06-27
Other Names
  • Peter Latham Ferdinand

View on SEC IAPD

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Other Offices

PARSIFAL CAPITAL MANAGEMENT, LP · GREENWICH, CT
MARCH ALTUS CAPITAL MANAGEMENT LP · GREENWICH, CT
BRX GLOBAL · GREENWICH, CT
MAIN STREET RESEARCH LLC · Greenwich, CT
ENDEAVOUR CAPITAL ADVISORS INC. · GREENWICH, CT
AXIOM ASSET ADVISORS, LLC · GREENWICH, CT
SEARLE & CO. · GREENWICH, CT
SHEARMAN, RALSTON INC. · GREENWICH, CT

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