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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-06-23
FL RA APPROVED 1987-04-03
  • TX RA
    APPROVED_RES
    Since 2010-06-23
  • FL RA
    APPROVED
    Since 1987-04-03

Branch Locations

6144 Abbott Station Dr Ste 101, Zephyrhills, FL 33542-4826 • United States

Lutz, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Zephyrhills FL 09/2005 03/2020
Ameriprise Financial Services, Llc Zephyrhills FL 03/2020 Present
Other Businesses

Business Ownership; Mark Prue, LLC; Use the LLC to run the business activity of the practice.; LLC to run practice for tax purposes.; 6144 Abbott Station Dr., Suite 101, , Zephyrhills, FL, 33542; Investment-Related; 01/03/2022; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-02-07
  • S63 Uniform Securities Agent State Law Examination
    1997-02-07

View on SEC IAPD

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