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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-08
FL RA APPROVED 2023-07-19
  • TX RA
    APPROVED
    Since 2024-03-08
  • FL RA
    APPROVED
    Since 2023-07-19

Branch Locations

5326 8Th St [Profit Formula], Zephyrhills, FL 33542 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Zephyrhills FL 12/2013 Present
Previous Registrations
Other Businesses

CO-GUARDIAN ADVOCATE FOR BROTHER-IN-LAW, INVT RELATED, ZEPHYRHILLS, FL, START DATE 7/15/2024, 1 HR PER MONTH, 0 HRS DURING TRADING. NOTARY PUBLIC, INVT RELATED, ZEPHYRHILLS, FL, NOTARY PUBLIC, START DATE 8/25/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, OUTSIDE NOTARY DUTIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-12
  • S66 Uniform Combined State Law Examination
    2023-07-12
Other Names
  • Kimberly Wyline Surratt

View on SEC IAPD

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