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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-10-03 |
Branch Locations
9595 Wilshire Blvd. Suite 801 And 200, Beverly Hills, CA 90212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | El Segundo | CA | 06/2009 | 08/2022 |
| Rbc Capital Markets, Llc | Beverly Hills | CA | 09/2022 | 09/2023 |
| Raymond James & Associates, Inc. | Beverly Hills | CA | 09/2023 | Present |
(1) Name of Business: WOMANWHY Address: 615 S Catalina Ave #135, Redondo Beach, CA, 90277, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 11/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I create art and sell it
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-13 |
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