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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2022-11-08 |
| MD | RA | APPROVED | 2022-10-17 |
| TX | RA | APPROVED_RES | 2022-10-14 |
Branch Locations
1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States
Sandy Spring, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenbelt | MD | 06/1998 | 10/2022 |
| Bank Of America, Na | Washington | DC | 12/2009 | 10/2022 |
| Ubs Financial Services | Washington | DC | 10/2022 | Present |
I*122838 For profit or not for profit: Non-Profit Organization Name of outside business organization: Kappa Alpha Psi Hyattsville/Landover Alumni Chapte Investment related: N Address of business: Hyattsville, Maryland 20784 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 1/5/2019 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I am the chairman of the audit committee for my fraternity. I am responsible for helping the other 5 committee members identify an outside audit firm to conduct a limited audit every 2 years.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-09 |
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