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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-02-02
FL RA APPROVED 1987-07-02
  • TX RA
    APPROVED_RES
    Since 2011-02-02
  • FL RA
    APPROVED
    Since 1987-07-02

Branch Locations

2333 Ponce De Leon Blvd. Suite 500, Coral Gables, FL 33134 • United States

Miami, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Coral Gables FL 06/1987 Present
Other Businesses

(1)Name of Business: roland Address: 13421 sw 70 ave, miami, FL, 33156, United States Activity Type: Control Person Position/Title: Trustee (Acting), Other (Acting) Investment Related: Yes Start Date: 05/01/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee/Successor Trustee. trustee powers deceased wifes aunts trust (2)Name of Business: University of Miami Address: 1300 Memorial Drive, Coral Gables, FL, 33146, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: No Start Date: 09/16/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: As a Council, we hope to draw on your expertise to guide several important initiatives. A top priority is the development of a Master of Science in Economics program. We've begun outlining our ideas, which we're eager to share and refine with your input-both on the program's overall viability and on curriculum design. There are other areas of strategic importance as well, and we've included a preliminary sketch of our Strategic Plan.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-01-27
S63 Uniform Securities Agent State Law Examination 1987-08-14
  • S65 Uniform Investment Adviser Law Examination
    2005-01-27
  • S63 Uniform Securities Agent State Law Examination
    1987-08-14
Designations
Other Names
  • Scott Barkow

View on SEC IAPD

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