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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-05-10 |
| TX | RA | APPROVED | 2024-05-10 |
Branch Locations
818 18Th Ave South Suite 100, Nashville, TN 37203 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Investment Services, Inc. | Atlanta | GA | 01/1996 | 05/2024 |
| Suntrust Advisory Services, Inc. | Atlanta | GA | 08/2016 | 05/2024 |
| Rbc Capital Markets, Llc | Nashville | TN | 05/2024 | Present |
THE GLASER BROTHERS PARTNERSHIP POSITION: Partner NATURE: I receive musical, songwriting and mechanical royalties from an inheritance in a musical group Tompall and The Glaser Brothers and solo artist Tompall Glaser. I have hired a company to market their music for use in television, movie and commercials. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: Nashville TN, United States DESCRIPTION: I disburse collected royalties to the other partners. I along with the partners release remastered or previously unreleased music to the general public.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 1986-09-05 |
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