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Inactive

John David Loden

Mai Capital Management, LLC

Naples, FL

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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-11-27
  • FL RA
    APPROVED
    Since 2022-11-27

Branch Locations

5551 Ridgewood Drive Suite 300, Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jd Loden Wealth Financial Services Naples FL 03/1998 10/2019
Investors Capital Corporation Lynnfield MA 04/2006 10/2016
Cetera Advisors Llc Denver CO 10/2016 10/2022
Jd Loden Wealth Management, Llc. Naples FL 10/2019 10/2022
Mai Capital, Llc Naples FL 10/2022 Present
  • 03/1998 → 10/2019
    Jd Loden Wealth Financial Services
    Naples, FL
  • 04/2006 → 10/2016
    Investors Capital Corporation
    Lynnfield, MA
  • 10/2016 → 10/2022
    Cetera Advisors Llc
    Denver, CO
  • 10/2019 → 10/2022
    Jd Loden Wealth Management, Llc.
    Naples, FL
  • 10/2022 → Present
    Mai Capital, Llc
    Naples, FL
Previous Registrations
  • 2016-09-12 → 2022-10-06
    Cetera Advisors Llc
    Naples, FL
    Greenwood Village, CO
  • 2008-02-12 → 2016-10-03
    Investors Capital Corp.
    Lynnfield, MA
    Gilford, NH
    Naples, FL
    Lynnfield, MA
    Lynnfield, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-30
S63 Uniform Securities Agent State Law Examination 1987-01-09
  • S65 Uniform Investment Adviser Law Examination
    2008-01-30
  • S63 Uniform Securities Agent State Law Examination
    1987-01-09
Other Names
  • J D Loden
  • Johndavid Loden
  • Jd Loden

View on SEC IAPD

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Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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