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14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2016-06-22 |
Branch Locations
12265 Bayaud Ave Suite 230, Lakewood, CO 80228 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Lakewood | CO | 05/2006 | Present |
| Western Wealth Management, Llc | Lakewood | CO | 03/2014 | Present |
1. 03/16/07 - Denver West Financial - INV REL - Business Entity For Tax/Investment Purposes Only - NO TIME SPENT - personal S-corp, not advertised 2. 04/03/2009 - Colorado Financial Partners LLC Independent Finan - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 3. 04/24/2014 - WESTERN WEALTH MANAGEMENT, LLC - REGISTERED INVESTMENT ADVISOR - WESTERN WEALTH MANAGEMENT - TIME SPENT 50% - GOLDEN, CO
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-29 |
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