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Current Employers
Financial Security Management, Inc

2535 S Lewis Way Suite 201, Lakewood, CO 80227-6551 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-10-30
CO RA APPROVED 2014-07-21
  • TX RA
    APPROVED_RES
    Since 2017-10-30
  • CO RA
    APPROVED
    Since 2014-07-21

Branch Locations

2535 S Lewis Way Suite 201, Lakewood, CO 80227-6551 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Security Management Lakewood CO 02/2014 Present
National Planning Corporation Lakewood CO 04/2014 10/2017
7 Seconds Of Fame Denver CO 11/2010 05/2021
  • 02/2014 → Present
    Financial Security Management
    Lakewood, CO
  • 04/2014 → 10/2017
    National Planning Corporation
    Lakewood, CO
  • 11/2010 → 05/2021
    7 Seconds Of Fame
    Denver, CO
Other Businesses

1) Insurance Agent, provides various life, disability, compensated for services, about 10% of time spent on Insurance 2) Prepares Tax returns, compensated, spends about 25% of her time on tax related services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-18
S63 Uniform Securities Agent State Law Examination 1992-04-29
  • S66 Uniform Combined State Law Examination
    2014-06-18
  • S63 Uniform Securities Agent State Law Examination
    1992-04-29
Other Names
  • Kelli A Wallace

View on SEC IAPD

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