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H. Warren Ingersoll

Mml Investors Services, LLC

Newtown Square, PA

Berwyn, PA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-03-25
  • PA RA
    APPROVED
    Since 2017-03-25

Branch Locations

16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States

Berwyn, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Newtown PA 01/2015 03/2017
Massmutual Life Insurance Co Newtown Square PA 07/2016 Present
Mml Investors Services, Llc Newtown Square PA 03/2017 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Newtown, PA
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Newtown Square, PA
  • 03/2017 → Present
    Mml Investors Services, Llc
    Newtown Square, PA
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Newtown Square, PA
  • 2008-02-20 → 2015-01-02
    New England Securities
    Newtown Square, PA
    Newtown Square, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-11
S63 Uniform Securities Agent State Law Examination 2005-09-02
  • S66 Uniform Combined State Law Examination
    2008-02-11
  • S63 Uniform Securities Agent State Law Examination
    2005-09-02
Other Names
  • Warren Ingersoll

View on SEC IAPD

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LEE SCOTT GROUT
RYAN L KIRK
Robert Kenneth Kuberski
David Francis Lynch

Other Offices

UP FINTECH ASSET MANAGEMENT · NEWTOWN SQUARE, PA
NEWSQUARE CAPITAL, LLC · NEWTOWN SQUARE, PA
LYNCH INVESTMENT PLANNING, LLC · NEWTOWN SQUARE, PA
MML INVESTORS SERVICES, LLC · Newtown Square, PA
PRIVATE ADVISOR GROUP, LLC · Newtown Square, PA
CETERA INVESTMENT ADVISERS LLC · NEWTOWN SQUARE, PA
GWN SECURITIES INC. · NEWTOWN SQUARE, PA
EQUUS CAPITAL PARTNERS, LTD. · NEWTOWN SQUARE, PA

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