Yang Xu

Current Employers

Employment History

• 05/2014 → 11/2017
  Alpha Architect And Empiritrage
  Broomall, PA
• 11/2017 → Present
  Wealthn Llc
  Newtown Square, PA
• 03/2018 → Present
  Up Fintech Holding Limited
  Beijing
• 04/2020 → 07/2021
  Quasar Distributors, Llc
  Milwaukee, WI
• 11/2017 → Present
  Tradingfront
  Newtown Square, PA

Previous Registrations

• 2017-11-25 → 2024-12-31
  Up Fintech Asset Management
  Newtown Square, PA
  Newtown Square, PA
• 2014-07-01 → 2018-10-17
  Alpha Architect
  Newtown Square, PA

Other Businesses

1.) Wealthnn LLC; Newtown Square, PA; investment related; started 11/25/2017; Registered Investment Advisor; CEO; CEO of Wealthn LLC d/b/a UP Fintech Asset Management. Overseeing the firm; portfolio and fund management; investment research; 150 hours per month with 8 hours during securities trading hours. 2.) UP Fintech Holding Limited; Beijing, China; not investment related; started 03/01/2018; online financial technology company; partner; I report to the CEO/CFO of UP Fintech Holding Limited regarding the RIA business. I attend conferences on behalf of the UP Fintech Holding Limited from time to time; 50 hours per month with 0 hours during securities trading hours. 3.) TradingFront; Newtown Square, PA; not investment related; started 10/01/2019; Software as a Service; CEO; make business decisions, expand business, lead and work with senior executives; 150 hours per month with 8 hours during securities trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-07-24
• S65 Uniform Investment Adviser Law Examination
  2014-07-01