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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-07-12 |
| TX | RA | APPROVED_RES | 2014-02-24 |
| NC | RA | APPROVED | 2009-06-01 |
Branch Locations
17505 West Catawba Avenue Suite 300, Cornelius, NC 28031 • United States
Cornelius, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Cornelius | NC | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. OCEANWOODS ASSOCIATES LLC, BEACH HOUSE, PART OWNER; SEA LAVENDER COURT, KIAWAH ISLAN, SC; 0 HOURS DURING AND OUTSIDE OFFICE HOURS; NO DUTIES * 461850 - Loan; Investment related Yes; Cornelius, North Carolina; Lending; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2020; During business hours: 0; After business hours: 1; Administrative *609308 - Rental Property; Investment related: Yes; Cornelius, North Carolina; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 10/1990; During business hours: 0; After business hours: 2; Accounting/Bookkeeping *63449 - Patrick's Purchase HOA; Investment related: No; Cornelius, North Carolina; Civic/Religious/Community; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 02/2020; During business hours: 1; After business hours: 0; Accounting/Bookkeeping
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-09-19 |
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