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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2011-05-31 |
| TX | RA | APPROVED_RES | 2009-11-23 |
| KY | RA | APPROVED | 2009-06-01 |
Branch Locations
221 East 4Th Street Atrium Building, Cincinnati, OH 45202 • United States
Alexandria, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Cincinnati | OH | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
GUITARIST FOR "VARIOUS" BANDS; HOLLY HILL CHILDREN'S SERVICES DIRECTOR. -9599 SUMMER HILL RD., CALIFORNIA, KY 41007- CHAIRMAN OF THE BOARD- FOSTER CARE/ADOPTIION AND OHTER RELATED CHILDREN'S SERVICES 3) PLAY GUITAR; 01/2007; VARIOUS BANDS; LIVE MUSIC; 0 DURING TRADING HOURS, 2 HOURS DURING NON TRADING HOURS PER WEEK 4)JOLLY PARK COMMUNITY DEV'T COUNCIL; NON INVESTMENT RELATED; TREASURER; DEVOTE 1 HOUR PER MONTH; 1 DURING SECURITIES TRADING HOURS; ADVISE THE COUNCIL ON MATTERS OF FUNDRAISING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-29 |
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