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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-01-03
OH RA APPROVED 2016-09-01
  • TX RA
    APPROVED
    Since 2017-01-03
  • OH RA
    APPROVED
    Since 2016-09-01

Branch Locations

1777 Tallmadge Rd, Kent, OH 44240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H.BEck Inc. Rockville MD 06/2002 09/2016
Cambridge Investment Research, Inc. Fairfield IA 09/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2016 Present
Previous Registrations
  • 2012-09-12 → 2016-09-01
    Grove Point Investments, Llc
    Kent, OH
    Kent, OH
Other Businesses

1)Young's Tax Service, 1777 Tallmadge Rd, Kent, OH 44240, Owner since 1/1/73, prepare personal income tax returns. 400 hours yearly, 200 hours during trading hours. 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 10/WK - 10/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3)Insurance Agent/Sales, 1777 Tallmadge Rd, Kent, OH 44240, owner since 4/14/75, investment related, 12 hours yearly, 8 hours during trading. 4)David Young, 1777 Tallmadge Road, Kent OH 44240, United States, 04/2019, Owner, Real Estate, NIR-1/YR-0/TRADING. 5)YOUNG FINANCIAL SERVICES, 1777 Tallmadge Road, Kent, OH 44240, 08/2026, Agent, DBA Name, NIR, 100 HR/MO, 100 HR/MO TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-12-28
  • S63 Uniform Securities Agent State Law Examination
    1998-12-28
Designations

View on SEC IAPD

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