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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED_RES | 2024-03-21 |
Branch Locations
234 South Water St Suite 201, Kent, OH 44240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Marathon Financial Services | Kent | OH | 06/2021 | Present |
| Vipkid International | San Francisco | CA | 03/2018 | 04/2021 |
| Kent State University Department Of Computer Science | Kent | OH | 04/2015 | 07/2019 |
| Coastal City Church | Virginia Beach | VA | 11/2018 | 12/2019 |
| Rivers United Church | Virginia Beach | VA | 01/2020 | 11/2020 |
| Title Boxing Club Llc | Stow | OH | 02/2017 | 12/2018 |
| Title Boxing Club Llc | Stow | OH | 09/2016 | 02/2017 |
| Papa John's International | Kent | OH | 02/2017 | 05/2017 |
| Cetera Advisors Llc | St. Cloud | MN | 09/2021 | Present |
| Uber Eats | San Francisco | CA | 07/2022 | 05/2024 |
| Kent State University | Kent | OH | 02/2023 | 09/2023 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
| Portage County Board Of Elections | Ravenna | OH | 04/2026 | Present |
(1) NAME OF OTHER BUSINESS: MARATHON FINANCIAL SERVICES; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2026, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; (2) NAME OF OTHER BUSINESS: ACHIEVE ADOPTION INVESTMENT RELATED: NO, ADDRESS:1405 S FERN ST #92680, ARLINGTON, VA 22202, NATURE OF BUSINESS: NON-PROFIT, START DATE: 08/2020, POSITION/TITLE/RELATIONSHIP: BOARD OF DIRECTORS, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: BOARD TREASURER, NO CHECK SIGNING; (3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 09/2022; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, FIXED ANNUITIES AND LONG TERM CARE; (4) NAME OF OTHER BUSINESS: NATHAN & KATY THOMAS BOOK LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: BOOK - AUTHOR; START DATE: 05/2024; POSITION/TITLE/RELATIONSHIP: OWNER/CO AUTHOR; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: AUTHOR OF A BOOK; (5) NAME OF OTHER BUSINESS: CCO - KENT STATE COMMUNITY BOARD; INVESTMENT RELATED: NO; ADDRESS: 5912 PENN AVE PITTSBURG, PA 15206; NATURE OF BUSINESS: NON PROFIT; START DATE: 02/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SUPPORT MINISTRY WORK, VOLUNTEER AND ATTEND EVENTS, FUND RAISE AND VOTE ON FUNDS USAGE; (6) NAME OF OTHER BUSINESS: PORTAGE COUNTY BOARD OF ELECTIONS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: POLL WORKER START DATE: 5/5/2026 POSITION/TITLE/RELATIONSHIP: APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 8 BRIEF DESCRIPTION OF DUTIES: HELP VOTERS TO RECEIVE AND CAST THEIR BALLOTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-10 |
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