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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-03-21
TX RA APPROVED_RES 2024-03-21
  • OH RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED_RES
    Since 2024-03-21

Branch Locations

234 South Water St Suite 201, Kent, OH 44240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Marathon Financial Services Kent OH 06/2021 Present
Vipkid International San Francisco CA 03/2018 04/2021
Kent State University Department Of Computer Science Kent OH 04/2015 07/2019
Coastal City Church Virginia Beach VA 11/2018 12/2019
Rivers United Church Virginia Beach VA 01/2020 11/2020
Title Boxing Club Llc Stow OH 02/2017 12/2018
Title Boxing Club Llc Stow OH 09/2016 02/2017
Papa John's International Kent OH 02/2017 05/2017
Cetera Advisors Llc St. Cloud MN 09/2021 Present
Uber Eats San Francisco CA 07/2022 05/2024
Kent State University Kent OH 02/2023 09/2023
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
Portage County Board Of Elections Ravenna OH 04/2026 Present
  • 06/2021 → Present
    Marathon Financial Services
    Kent, OH
  • 03/2018 → 04/2021
    Vipkid International
    San Francisco, CA
  • 04/2015 → 07/2019
    Kent State University Department Of Computer Science
    Kent, OH
  • 11/2018 → 12/2019
    Coastal City Church
    Virginia Beach, VA
  • 01/2020 → 11/2020
    Rivers United Church
    Virginia Beach, VA
  • 02/2017 → 12/2018
    Title Boxing Club Llc
    Stow, OH
  • 09/2016 → 02/2017
    Title Boxing Club Llc
    Stow, OH
  • 02/2017 → 05/2017
    Papa John's International
    Kent, OH
  • 09/2021 → Present
    Cetera Advisors Llc
    St. Cloud, MN
  • 07/2022 → 05/2024
    Uber Eats
    San Francisco, CA
  • 02/2023 → 09/2023
    Kent State University
    Kent, OH
  • 03/2024 → Present
    Schaumburg, IL
  • 04/2026 → Present
    Portage County Board Of Elections
    Ravenna, OH
Other Businesses

(1) NAME OF OTHER BUSINESS: MARATHON FINANCIAL SERVICES; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2026, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; (2) NAME OF OTHER BUSINESS: ACHIEVE ADOPTION INVESTMENT RELATED: NO, ADDRESS:1405 S FERN ST #92680, ARLINGTON, VA 22202, NATURE OF BUSINESS: NON-PROFIT, START DATE: 08/2020, POSITION/TITLE/RELATIONSHIP: BOARD OF DIRECTORS, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: BOARD TREASURER, NO CHECK SIGNING; (3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 09/2022; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, FIXED ANNUITIES AND LONG TERM CARE; (4) NAME OF OTHER BUSINESS: NATHAN & KATY THOMAS BOOK LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: BOOK - AUTHOR; START DATE: 05/2024; POSITION/TITLE/RELATIONSHIP: OWNER/CO AUTHOR; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: AUTHOR OF A BOOK; (5) NAME OF OTHER BUSINESS: CCO - KENT STATE COMMUNITY BOARD; INVESTMENT RELATED: NO; ADDRESS: 5912 PENN AVE PITTSBURG, PA 15206; NATURE OF BUSINESS: NON PROFIT; START DATE: 02/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SUPPORT MINISTRY WORK, VOLUNTEER AND ATTEND EVENTS, FUND RAISE AND VOTE ON FUNDS USAGE; (6) NAME OF OTHER BUSINESS: PORTAGE COUNTY BOARD OF ELECTIONS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: POLL WORKER START DATE: 5/5/2026 POSITION/TITLE/RELATIONSHIP: APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 8 BRIEF DESCRIPTION OF DUTIES: HELP VOTERS TO RECEIVE AND CAST THEIR BALLOTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-10
  • S66 Uniform Combined State Law Examination
    2021-12-10

View on SEC IAPD

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