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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Lake Forest | CA | 01/2009 | 08/2018 |
| Orange County Credit Union-Ca | Lake Forest | CA | 01/2009 | 08/2018 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 08/2018 | Present |
| Schoolsfirst Fcu | Santa Ana | CA | 08/2018 | Present |
| Lpl Financial Llc | Orange | CA | 05/2022 | Present |
1)05/18/2022 - SchoolsFirst Investment Services- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business) 2)05/18/2022 - SchoolsFirst FCU-Investment Related- At Reported Business Location(s)- Financial Institution Duty- Financial Advisor- Start Date- 08/21/2018
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-09 |
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