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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-27
PA RA APPROVED 2022-06-07
  • TX RA
    APPROVED_RES
    Since 2022-06-27
  • PA RA
    APPROVED
    Since 2022-06-07

Branch Locations

Millennium One, 20 Ash Street, Conshohocken, PA 19428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boenning & Scattergood, Inc. West Conshohocken PA 02/1998 06/2022
Stifel, Nicolaus & Company, Incorporated Conshohocken PA 06/2022 Present
Previous Registrations
  • 2014-12-03 → 2022-06-06
    Boenning & Scattergood, Inc.
    West Conshohocken, PA
    West Conshohocken, PA
    West Conshohocken, PA
    West Conshohocken, PA
Other Businesses

1. Municipal Bond Women's Forum; 302 Bryn Mawr Ave, Bala Cynwyd, 19004; Annual Forum for women in all facets if the muni industry; Chairwoman; Lead the organization; 01/01/2015; 1 Hour per Day; During Securities Trading Hours; Investment Related. 2. Bridlewild Trail Association; PO Box 368, Gladwyne, PA 19035; Board member; 04/16/2023; 24 Hours per Year; Not during securities trading hours; Not Investment-Related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-04-03
  • S63 Uniform Securities Agent State Law Examination
    1998-04-03
Other Names
  • Ellen Rachel Perman
  • Ellen Rachel
  • Ellen Rachel Millrood
  • Ellen Rachel Perlman

View on SEC IAPD

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