Michael Wayne Jarrold-Grapes

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2003 → 06/2024
  Securities America, Inc.
  Cincinnati, OH
• 09/1998 → Present
  Niehaus Tax Services, Llc.
  Cincinnati, OH
• 09/1998 → Present
  Independent Broker
  Cincinnati, OH
• 04/2005 → 06/2024
  Securities America Advisors, Inc.
  Cincinnati, OH
• 06/2024 → 11/2024
  Osaic Wealth, Inc.
  Cincinnati, OH
• 06/2024 → 11/2024
  Osaic Wealth, Inc.
  Cincinnati, OH
• 11/2024 → Present
  Commonwealth Financial Network
  Waltham, MA
• 11/2024 → Present
  Niehaus Financial Services, Llc
  Cincinnati, OH

Previous Registrations

• 2024-06-14 → 2024-11-16
  Osaic Wealth, Inc.
  Cincinnati, OH
  Toledo, OH
• 2005-04-18 → 2024-06-14
  Securities America Advisors, Inc.
  Cincinnati, OH
  Cincinnati, OH

Other Businesses

1. Fixed insurance sales; as of 11/12/2024; 1% of time spent during business hours; Conducted at branch location; Investment related. 2. Tax Preparation, Niehaus Tax Services, LLC; as of 2015; 10% time spent during business hours; Conducted at branch; Not investment related.

Exams

• S66 Uniform Combined State Law Examination
  2005-03-24

Designations

• Certified Financial Planner

Other Names

• Michael Wayne Grapes
• Michael Wayne Jarroldgrapes
• Michael Wayne Jarroldgrapes