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Philip John Cawley

Farther

Portland, ME

San Francisco, CA

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Current Employers
Farther

345 California Street Suite 600, San Francisco, CA 94104 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2026-06-17
  • ME RA
    APPROVED
    Since 2026-06-17

Branch Locations

111 Commercial Street Suite 501, Portland, ME 04101 • United States

345 California Street Suite 600, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harborview Advisors Portland ME 03/2005 12/2021
Farther Portland ME 06/2026 Present
Wealthshield Partners Portland ME 12/2021 07/2026
  • 03/2005 → 12/2021
    Harborview Advisors
    Portland, ME
  • 06/2026 → Present
    Farther
    Portland, ME
  • 12/2021 → 07/2026
    Wealthshield Partners
    Portland, ME
Previous Registrations
  • 2021-12-03 → 2026-07-01
    Wealthshield Partners, Llc
    Portland, ME
    Cary, NC
    Portland, ME
  • 2014-10-01 → 2021-12-26
    Harborview Advisors
    Portland, ME
  • 2005-03-23 → 2014-10-08
    Cantella & Co., Inc.
    Portland, ME
    Portland, ME
  • 2002-04-11 → 2005-03-07
    Legg Mason Wood Walker, Incorporated
    Portland, ME
Other Businesses

Independent Insurance Agent; not investment-related; started 06/1995; approximately 0 hours per month, 0 hours during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-06-23
S63 Uniform Securities Agent State Law Examination 1995-04-28
  • S65 Uniform Investment Adviser Law Examination
    1995-06-23
  • S63 Uniform Securities Agent State Law Examination
    1995-04-28

View on SEC IAPD

Other Firms

PORTLAND FINANCIAL PLANNING GROUP
J.P. MORGAN SECURITIES LLC
GREAT DIAMOND PARTNERS, LLC
HARBOR INVESTMENT ADVISORS
BIGELOW INVESTMENT ADVISORS, LLC
MASCOMA WEALTH MANAGEMENT
MAINE SECURITIES CORPORATION
PENOBSCOT FINANCIAL ADVISORS

Other Investors

BRIAN LUTHER DIETZ
William Emmet
JOHN MARSHALL PIPER
HELEN ELIZABETH ANDREOLI
WYATT ANDREOLI
STEPHEN DANIEL POULOS
JOSEPH WILLIAM POWERS
LISA SUSAN DEMERS

Other Offices

PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
J.P. MORGAN SECURITIES LLC · Portland, ME
GREAT DIAMOND PARTNERS, LLC · PORTLAND, ME
HARBOR INVESTMENT ADVISORS · PORTLAND, ME
BIGELOW INVESTMENT ADVISORS, LLC · PORTLAND, ME
BIGELOW INVESTMENT ADVISORS, LLC · Portland, ME
MASCOMA WEALTH MANAGEMENT · Portland, ME

More in Portland, ME

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