William Gillespie Hicks

Current Employers

Sapling Wealth Management

2800 1St Avenue, Seattle, WA 98121 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-03-25
WA	RA	APPROVED	2011-01-03

TX RA
APPROVED_RES

Since 2025-03-25
WA RA
APPROVED

Since 2011-01-03

Branch Locations

2800 1St Avenue, Seattle, WA 98121 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sapling Wealth Management, Llc	Seattle	WA	10/2010	Present

10/2010 → Present

Sapling Wealth Management, Llc

Seattle, WA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-12-13

S65 Uniform Investment Adviser Law Examination

2010-12-13

View on SEC IAPD

Current Employers

Sapling Wealth Management

Disclosures

Employment History

Exams

Other Firms

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