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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2022-09-30 |
| MD | RA | APPROVED | 2022-09-26 |
| TX | RA | APPROVED | 2022-09-26 |
Branch Locations
1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenbelt | MD | 11/1990 | 09/2022 |
| Bank Of America, Na | Washington | DC | 12/2009 | 09/2022 |
| Ubs Financial Services | Washington | DC | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1990-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1987-02-09 |
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