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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-08 |
Branch Locations
6034 West Courtyard Drive Suite 305, Austin, TX 78730 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Austin | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Austin | TX | 11/2016 | 08/2022 |
| Raymond James & Associates, Inc | Austin | TX | 08/2022 | Present |
(1)Name of Business: HCT Cattle Company Address: 200 Wallis Dr, Austin, TX, 78746, United States Activity Type: Agriculture/Farming Position/Title: Officer - CEO Investment Related: No Start Date: 06/26/2013 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: run the operations (2)Name of Business: THANNISCH FAMILY LIMITED PARTNERSHIP Address: 200 Wallis, Austin, TX, 78746, United States Activity Type: Business Owner Position/Title: Officer - CEO Investment Related: Yes Start Date: 11/26/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manage the real estate owned, pay taxes and other expenses and file tax returns with state.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 1986-08-29 |
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