Best Investors Account Sign in
Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-09-05
TX RA APPROVED 2025-09-05
  • TN RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

305 Poplar View Pkwy., Collierville, TN 38017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Memphis TN 07/2011 09/2025
Raymond James Financial Services, Inc. Collierville TN 09/2025 Present
Raymond James Financial Services Advisors, Inc. Collierville TN 09/2025 Present
Trustmark Bank Collierville TN 02/1999 Present
Previous Registrations
  • 2011-07-05 → 2025-09-11
    Germantown, TN
    Corinth, MS
    Fulton, MS
    Tupelo, MS
    Tupelo, MS
    Southhaven, MS
    Bartlett, TN
    Collierville, TN
    Germantown, TN
    Tupelo, MS
    Arlington, TN
    Southaven, MS
    Somerville, TN
    Hernando, MS
    Tupelo, MS
  • 2006-07-13 → 2011-07-05
    Uvest Financial Services Group, Inc.
    Germantown, TN
    Germantown, TN
Other Businesses

(1)Name of Business: Trustmark Financial Services Address: 305 Poplar View Pkwy, Collierville, TN, 38017-3111, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/01/1999 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-11
S65 Uniform Investment Adviser Law Examination 1999-05-24
S63 Uniform Securities Agent State Law Examination 1994-04-21
  • S66 Uniform Combined State Law Examination
    2006-07-11
  • S65 Uniform Investment Adviser Law Examination
    1999-05-24
  • S63 Uniform Securities Agent State Law Examination
    1994-04-21

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Collierville, TN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor