Richard Francis Carolan

Employer firm

Blue Fin Capital, Inc. CRD 108451

$756M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1996 → Present
  Blue Fin Capital, Inc.
  Providence, RI
• 07/1997 → Present
  Blue Fin Partners Holdings
  Providence, RI
• 10/1996 → Present
  Triple C Container Corp.
  Raynham, MA

Other Businesses

TREASURER OF TRIPLE C EQUIPMENT CORP, 1958 BROADWAY, RAYNHAM, MA SINCE ITS INCORPORATION IN 1996. DEVOTES APPROX. 3 HOURS PER MONTH TO THIS BUSINESS BUT NOT DURING BUSINESS HOURS OF BLUE FIN CAPITAL, INC. DUTIES ARE REVIEWING QUARTERLY AND ANNUAL FINANCIAL STATEMENTS. GILBANE BUILDING COMPANY 7 JACKSON WALKWAY, PROVIDENCE, RI 02903. INHERITED PRIVATE COMPANY STOCK AS A CHILD, JOINED BOARD OF DIRECTORS IN 2016. DEVOTE 1 HOUR PER MONTH BUT NOT DURING BUSINESS HOURS OF BLUE FIN. DUTIES INCLUDE ANNUAL MEETING AND REVIEWING OF COMPANY FUNCTIONS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-08-22
• S63 Uniform Securities Agent State Law Examination
  1996-06-20

Other Names

• Richard F Carolan