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Victoria Gascoigne Crosby

The Institute

Seattle, WA

Denver, CO

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Current Employers
The Institute

9878 W. Belleview Ave. #2306, Denver, CO 80123 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2019-05-10
  • WA RA
    APPROVED
    Since 2019-05-10

Branch Locations

4020 E Madison St Suite 210, Seattle, WA 98112 • United States

9878 W. Belleview Ave. #2306, Denver, CO 80123 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concert Wealth Management, Inc. San Jose CA 05/2013 06/2017
Dinosaur Securities New York NY 07/2013 09/2016
International Assets Advisory, Llc Renton WA 09/2016 01/2017
Sowell Financial Services, Llc North Little Rock AR 09/2016 01/2017
Institute For Wealth Advisors, Inc. Dallas TX 01/2017 04/2019
Dmk Advisor Group Inc. Seattle WA 11/2017 Present
Purshe Kaplan Sterling Investments Albany NY 03/2017 11/2017
Institute For Wealth Management Llc Denver CO 04/2019 Present
  • 05/2013 → 06/2017
    Concert Wealth Management, Inc.
    San Jose, CA
  • 07/2013 → 09/2016
    Dinosaur Securities
    New York, NY
  • 09/2016 → 01/2017
    International Assets Advisory, Llc
    Renton, WA
  • 09/2016 → 01/2017
    Sowell Financial Services, Llc
    North Little Rock, AR
  • 01/2017 → 04/2019
    Institute For Wealth Advisors, Inc.
    Dallas, TX
  • 11/2017 → Present
    Dmk Advisor Group Inc.
    Seattle, WA
  • 03/2017 → 11/2017
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 04/2019 → Present
    Institute For Wealth Management Llc
    Denver, CO
Previous Registrations
Other Businesses

DMK Advisor Group Inc. -Registered Representative. 11/2017 - Present. 1 hour/week assisting the producing manager. RIA - The Institute (Advisory business through them) (Institute for Wealth Management)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-24
S63 Uniform Securities Agent State Law Examination 1992-05-29
  • S65 Uniform Investment Adviser Law Examination
    1994-01-24
  • S63 Uniform Securities Agent State Law Examination
    1992-05-29
Other Names
  • Victoria A Gascoigne
  • Victoria Gascoigne Crosby
  • Victoria Anne Gascoigne
  • Victoria G Crosby

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