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9878 W. Belleview Ave. #2306, Denver, CO 80123 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2019-05-10 |
Branch Locations
4020 E Madison St Suite 210, Seattle, WA 98112 • United States
9878 W. Belleview Ave. #2306, Denver, CO 80123 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concert Wealth Management, Inc. | San Jose | CA | 05/2013 | 06/2017 |
| Dinosaur Securities | New York | NY | 07/2013 | 09/2016 |
| International Assets Advisory, Llc | Renton | WA | 09/2016 | 01/2017 |
| Sowell Financial Services, Llc | North Little Rock | AR | 09/2016 | 01/2017 |
| Institute For Wealth Advisors, Inc. | Dallas | TX | 01/2017 | 04/2019 |
| Dmk Advisor Group Inc. | Seattle | WA | 11/2017 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 03/2017 | 11/2017 |
| Institute For Wealth Management Llc | Denver | CO | 04/2019 | Present |
DMK Advisor Group Inc. -Registered Representative. 11/2017 - Present. 1 hour/week assisting the producing manager. RIA - The Institute (Advisory business through them) (Institute for Wealth Management)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-29 |
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