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7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2019-04-05 |
Branch Locations
1324 S. Minnesota Ave, Sioux Falls, SD 57105 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Eide Bailly Financial Services/ Eide Bailly Securities | Sioux Falls | SD | 05/2004 | 01/2019 |
| Eide Bailly Advisors | Minneapolis | MN | 05/2004 | 01/2019 |
| Eide Bailly Agency/E4 Brokerage | Minneapolis | MN | 05/2004 | 01/2019 |
| United Planners' Financial Services | Scottsdale | AZ | 09/2015 | Present |
| Eide Bailly Securities | Sioux Falls | SD | 05/2004 | 01/2019 |
| Neil Graff Independent Insurance | Sioux Falls | SD | 04/2019 | Present |
1.) GRAFF CAPITAL - PRESIDENT - DBA NAME FOR MARKETING PURPOSES ONLY - SIOUX FALLS, SD - SINCE 04/2019 - INVESTMENT RELATED 2.) NEIL GRAFF INDEPENDENT INSURANCE - INSURANCE AGENT - NON-VARIABLE INSURANCE - SIOUX FALLS, SD - SINCE 04/2019 - INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-11-21 |
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