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426 East New York Street, Indianapolis, IN 46202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-06-12 |
Branch Locations
426 East New York Street, Indianapolis, IN 46202 • United States
Northbrook, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Riverwoods | IL | 04/2007 | 06/2017 |
| Morgan Stanley Smith Barney | Riverwoods | IL | 06/2009 | 06/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 06/2017 |
| Triad Advisors, Llc | Norcross | GA | 06/2017 | Present |
| Capital Cities Investments | Indianpolis | IN | 06/2017 | Present |
1)Capital Cities Investments;investment related;426 E. New York Street;RIA;affiliated advisor;6/9/2017;20 hrs/month;4 hrs during trading;affiliated advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 1986-08-25 |
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