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Steven G. Horowitz

J.P. Morgan Securities LLC

Katonah, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-24
NJ RA APPROVED 2014-07-03
  • NY RA
    APPROVED
    Since 2021-11-24
  • NJ RA
    APPROVED
    Since 2014-07-03

Branch Locations

140 Katonah Ave, Katonah, NY 10536 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Katonah NY 05/2014 Present
Jpmorgan Chase Bank Shrub Oak NY 05/2014 04/2017
Jpmorgan Chase Bank, N.A. Katonah NY 04/2017 Present
  • 05/2014 → Present
    Jpmorgan Securities Llc
    Katonah, NY
  • 05/2014 → 04/2017
    Jpmorgan Chase Bank
    Shrub Oak, NY
  • 04/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Katonah, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-05-14
S63 Uniform Securities Agent State Law Examination 2014-02-12
  • S65 Uniform Investment Adviser Law Examination
    2014-05-14
  • S63 Uniform Securities Agent State Law Examination
    2014-02-12
Other Names
  • Steven G Horowitz
  • Steven Horowitz
  • Steven G Horowitz
  • Steven Gray Horowitz

View on SEC IAPD

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