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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-11
NY RA APPROVED 2026-04-14
  • TX RA
    APPROVED
    Since 2026-05-11
  • NY RA
    APPROVED
    Since 2026-04-14

Branch Locations

256 Katonah Ave, Katonah, NY 10536 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Brooklyn NY 05/2023 03/2026
Jpmorgan Chase Bank, N.A. Brooklyn NY 05/2023 03/2026
Old Oaks Country Club Purchase NY 05/2016 10/2016
Unemployed New York NY 11/2016 04/2023
Stern Mountain Llc Sheffield MA 11/2023 Present
Bealuscious White Plains NY 04/2024 Present
32 Mahaiwe Llc Great Barrington MA 08/2025 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Katonah NY 03/2026 Present
New York University New York NY 01/2018 05/2021
Bank Of America, N.A. Katonah NY 04/2026 Present
  • 05/2023 → 03/2026
    Brooklyn, NY
  • 05/2023 → 03/2026
    Jpmorgan Chase Bank, N.A.
    Brooklyn, NY
  • 05/2016 → 10/2016
    Old Oaks Country Club
    Purchase, NY
  • 11/2016 → 04/2023
    Unemployed
    New York, NY
  • 11/2023 → Present
    Stern Mountain Llc
    Sheffield, MA
  • 04/2024 → Present
    Bealuscious
    White Plains, NY
  • 08/2025 → Present
    32 Mahaiwe Llc
    Great Barrington, MA
  • 03/2026 → Present
    Katonah, NY
  • 01/2018 → 05/2021
    New York University
    New York, NY
  • 04/2026 → Present
    Bank Of America, N.A.
    Katonah, NY
Previous Registrations
Other Businesses

I*4206267, Entity Type Entity For Profit, Name of OBA: Bealuscious Address:White PlainsNew York10601 Investment Related: No Position, Title, Association: Owner Employee Start Date: 04/17/2024 No Hours: 0 No Hours during trading: 0 Duties: I do not manage this business, my wife does. This is a home fragrance business that my wife runs, I am a 49% owner. We import home fragrances from South Africa, including candles, lotions, and diffusers. I*4206266, Entity Type Entity For Profit, Name of OBA: 32 M LLC Address: Great BarringtonMassachusetts01230 Investment Related:No Position, Title, Association: Owner Employee Start Date: 08/21/2025 No Hours: 2 weekly No Hours during trading: 0 Duties:This position will not interfere with my daily responsibilities at Merrill, we manage the property on the weekend. We own a mix use multi-family rental property in Great Barrington MA. It has two commercial units and 3 apartments, we rent out the commercial units and two of the residential apartments, the third we use as a weekend apartment. The one business is a therapist and the other business is a child psychologist. I*4205265, Entity Type Entity For Profit, Name of OBA: Stern Mountain LLC Address: SheffieldMassachusetts 01257 Investment Related: No Position, Title, Association: Owner Employee Start Date: 11/21/2023 No Hours:2 weekly No Hours during trading: 0 Duties:We do everything on the weekends, it will not interfere. We own a mix use multi-family property in Sheffield, MA. It has two commercial units and 3 residential units which we rent out. This position will not interfere with my position at Merrill. The one commercial unit is a hair salon and the other is a kids consignment store.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-13
S63 Uniform Securities Agent State Law Examination 2023-07-12
  • S65 Uniform Investment Adviser Law Examination
    2024-08-13
  • S63 Uniform Securities Agent State Law Examination
    2023-07-12

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