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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-02-08 |
Branch Locations
1500 Nw 3Rd Street Suite 105, Deerfield, FL 33442 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Boca Raton | FL | 06/2009 | 12/2023 |
| Equitable Advisors, Llc | New York | NY | 12/2023 | Present |
1. BUSINESS OWNERSHIP: WATER PROMOTIONS, INC, 1500 NW 3RD ST, STE 105, OWNER/PRESIDENT, SUPPLIER OF CUSTOM LABEL BOTTLED WATER TO THE SPECIALTY ADVERTISING/PROMOTIONAL INDUSTRY, 30HRS/MO 12/23/2023: 2. Independent agent, outside fixed insurance sales. EXECUTOR FOR MOTHERS ESTATE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 1988-12-29 |
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