Inactive

Stephen Blaine Finley

Courtesy Investment Advisory Services LLC

Deerfield Beach, FL

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Current Employers

Courtesy Investment Advisory Services Llc

350 Jim Moran Blvd., Deerfield Beach, FL 33442 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-12-24

FL RA
APPROVED

Since 2025-12-24

Branch Locations

350 Jim Moran Blvd., Deerfield Beach, FL 33442 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jm & A Group	Deerfield Beach	FL	09/1988	Present

09/1988 → Present

Jm & A Group

Deerfield Beach, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-06-21

S65 Uniform Investment Adviser Law Examination

2007-06-21

View on SEC IAPD

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Other Investors

MICHAEL SCOTT LIOY

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JUAN CARLOS CHONG

YOUSSEF HABIB ABDELSAID

James C Fitzsimmons

Evelyn A Abraham Lopez

Other Offices

J.P. MORGAN SECURITIES LLC · Deerfield Beach, FL

J.P. MORGAN SECURITIES LLC · DEERFIELD BEACH, FL

STATE FARM INVESTMENT MANAGEMENT CORP. · Pompano Beach, FL

J.P. MORGAN SECURITIES LLC · Deerfield Beach, FL

WELLS FARGO CLEARING SERVICES, LLC · DEERFIELD BEACH, FL

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · POMPANO BEACH, FL

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MARGATE, FL

EDWARD JONES · COCONUT CREEK, FL

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