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Current Employers
Risk Paradigm Group, Llc

25 Burlington Mall Road Suite 404, Burlington, MA 01803 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2016-07-26
  • MI RA
    APPROVED
    Since 2016-07-26

Branch Locations

255 East Brown Street Suite 101, Birmingham, MI 48009 • United States

25 Burlington Mall Road Suite 404, Burlington, MA 01803 • United States

Rpg Family Wealth Advisory, Llc

25 Burlington Mall Road Suite 404, Burlington, MA 01803 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2016-07-26
  • MI RA
    APPROVED
    Since 2016-07-26

Branch Locations

255 East Brown Street Suite 101, Birmingham, MI 48009 • United States

25 Burlington Mall Road Suite 404, Burlington, MA 01803 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Tactical Allocation Group, Llc Birmingham MI 03/2004 Present
Risk Paradigm Group, Llc Birmingham MI 07/2016 Present
Rpg Family Wealth Advisory, Llc Birmingham MI 07/2016 Present
Previous Registrations
  • 2010-04-07 → 2017-07-31
    Tactical Allocation Group, Llc
    Birmingham, MI
Other Businesses

1) MR. PETERS WORKS ROUGHLY 2 HOURS PER WEEK ON ADMINISTRATIVE TASKS FOR TACTICAL ALLOCATION GROUP, LLC LOCATED IN BIRMINGHAM, MI. NO TIME SPENT DURING TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-16
S63 Uniform Securities Agent State Law Examination 1986-09-16
  • S65 Uniform Investment Adviser Law Examination
    2010-03-16
  • S63 Uniform Securities Agent State Law Examination
    1986-09-16
Other Names
  • James Francis Peters
  • James F Peters

View on SEC IAPD

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