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Kevin Arthur-Whitworth Sheard

J.P. Morgan Securities LLC

Birmingham, MI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-04-08
TX RA APPROVED 2024-04-08
  • MI RA
    APPROVED
    Since 2024-04-08
  • TX RA
    APPROVED
    Since 2024-04-08

Branch Locations

480 Pierce St Floor 02, Birmingham, MI 48009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Birmingham MI 07/2014 Present
Jpmorgan Chase Bank, N.A. Birmingham MI 11/2016 Present
Previous Registrations
  • 2011-09-13 → 2014-07-17
    Tactical Allocation Group, Llc
    Birmingham, MI
  • 2010-11-17 → 2011-08-18
    Chase Investment Services Corp.
    Walled Lake, MI
    Rochester Hills, MI
    Bloomfield Hills, MI
    Southfield, MI
  • 2010-09-03 → 2010-11-12
    Charles Schwab & Co., Inc.
    Troy, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-08
S63 Uniform Securities Agent State Law Examination 2014-09-03
S66 Uniform Combined State Law Examination 2010-07-22
  • S65 Uniform Investment Adviser Law Examination
    2024-04-08
  • S63 Uniform Securities Agent State Law Examination
    2014-09-03
  • S66 Uniform Combined State Law Examination
    2010-07-22
Other Names
  • Kevin Arthur Whitworth Sheard
  • Kevin A Sheard

View on SEC IAPD

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