Glenn Jaffe

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Los Angeles, CA
• 11/2016 → 10/2019
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA
• 10/2019 → Present
  Wells Fargo Advisors Financial Network, Llc
  Beverly Hills, CA

Previous Registrations

• 2003-07-01 → 2019-10-17
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA
  Los Angeles, CA
  Pacific Palisades, CA
• 2001-07-23 → 2003-07-01
  Prudential Equity Group, Llc
  Los Angeles, CA

Other Businesses

RARICA LLC 100% OWNERSHIP, INVESTEMENT RELATED, PACIFIC PALISADES CA, 8 HOURS PER MONTH, START DATE 06/10 508 MAIN PC, LLC; INV-RELATED; PARK CITY, UT; 100% OWNERSHIP WITH SPOUSE; START: 04/10/2015; HOURS: 10 PER MONTH - 0 DURING TRADING; DUTIES: REAL ESTATE. CO-TRUSTEE FOR PARENTS; INV RELATED; TARZANA, CA; START: 12/1/17; 1 HR/MO; 0 DURING TRADING. CHILDREN OF THE NIGHT; INVESTMENT RELATED; LOS ANGELES,CA; BOARD MEMBER; START DATE 03/24/2020; NUMBER OF HOURS PER MONTH 4-8; NUMBER OF HOURS DURING TRADING 0; ADVISING THE TREASURER ON GENERAL INVESTMENT ADVICE AND ATTENDING MEETINGS TO DISCUSS EDUCATING VICTIMS OF SEX TRAFFICKING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-04-22
• S63 Uniform Securities Agent State Law Examination
  1987-12-21

Other Names

• Glenn Peter Jaffe