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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-05 |
| CA | RA | APPROVED | 1997-12-15 |
Branch Locations
801 S Ham Ln Ste H, Lodi, CA 95242-7502 • United States
Lodi, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Modesto | CA | 07/1986 | 03/2020 |
| Ameriprise Financial Services, Llc | Lodi | CA | 03/2020 | Present |
Real Estate Ownership; Commercial; 801 S Ham Lane, STE H, , Lodi, CA, 95242; Not Investment-Related; 01/01/2016. Board of Directors; Lodi Tokay Rotary Club; Community Service; 2024 w vine, , Lodi, CA, 95242; Not Investment-Related; 02/04/2024; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-07-02 |
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