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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2020-11-23 |
| TX | RA | APPROVED_RES | 2006-08-11 |
| IL | RA | APPROVED | 2006-08-01 |
Branch Locations
10 N Martingale Rd, Schaumburg, IL 60173 • United States
Traverse City, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Schaumburg | IL | 07/2006 | Present |
| Bank Of America,N.A. | Schaumburg | IL | 05/2011 | Present |
| Bank Of America,N.A. | Schaumburg | IL | 05/2011 | Present |
| Bank Of America, N.A. | Schaumburg | IL | 07/2011 | Present |
ENDEAVOR ENERGY RESOURCES- MIDLAND, TEXAS 79701 - INVESTMENT RLT'D - NO, HRS DEVOTED TO ACTIVITY - 0, HRS DURING TRADING - 0, DATE ACTIVITY BEGAN 10/01/12, POSITION - LIMITED PARTNER; MINOR INCOME INTEREST IN FAMILY OWNED OIL AND NATURAL GAS WELL. NO RESPONSIBILITIES FOR OPERATION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-28 |
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